76th Division - PDFSEARCH.IO - Document Search Engine

76th Division
Results: 44

#	Item
1	2013 IA Switch Audit Report A Report Summarizing the Missouri Securities Division’s 2013 IA Switch Firm Audit Findings and Associated Suggested Best Practices December 2013 Missouri Securities Division Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2015-06-09 15:07:56 Economy Finance Money 76th United States Congress Investment Advisers Act Financial services Financial adviser U.S. Securities and Exchange Commission DoddFrank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Broker-dealer Securities Act
2	IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION GRAY FINANCIAL GROUP, INC., ) LAURENCE O. GRAY, and ) Add to Reading List Source URL: securitiesdiary.files.wordpress.com Language: English - Date: 2015-02-24 13:11:25 Financial services 76th United States Congress Employment compensation Institutional investors Investment Advisers Act Financial adviser Hedge fund Pension U.S. Securities and Exchange Commission Financial economics Investment Finance
3	Division of Investment Management No-Action Letter: J.P. Turner & Company, L.L.C., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-11 16:57:38 United States Securities and Exchange Commission 73rd United States Congress Investment 76th United States Congress Investment Advisers Act Registered Investment Advisor U.S. Securities and Exchange Commission Financial adviser Investment Advisor Financial economics United States securities law Finance
4	#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:18:51 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Government Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission United States securities law Financial regulation Financial economics
5	The RETIRED GUARDIAN 2nd Quarter 2014 Add to Reading List Source URL: www.in.ng.mil Language: English - Date: 2015-01-13 13:51:46 United States Indiana National Guard 38th Infantry Division Indiana Air National Guard 113th Air Support Operations Squadron 181st Intelligence Wing 122d Fighter Wing 76th Infantry Brigade Combat Team Indiana United States Air National Guard United States Department of Defense
6	Indiana National Guard, Adjutant General, Maj. Gen. R. Martin Umbarger Adjutant General, Maj. Gen. R. Martin Umbarger Major General R. Martin Umbarger was appointed as The Adjutant General of Indiana on 11 March 11, 2004 Add to Reading List Source URL: in.ng.mil Language: English - Date: 2014-10-21 10:04:20 Indiana United States National Guard 38th Infantry Division Indiana Guard Reserve Indiana National Guard 76th Infantry Brigade Combat Team Army National Guard Gregory L. Wayt Georgia National Guard United States Department of Defense United States United States Army National Guard
7	Indiana National Guard, Adjutant General, Maj. Gen. R. Martin Umbarger Adjutant General, Maj. Gen. R. Martin Umbarger Major General R. Martin Umbarger was appointed as The Adjutant General of Indiana on 11 March 11, 2004 Add to Reading List Source URL: www.in.ng.mil Language: English - Date: 2014-10-21 10:04:20 Indiana United States National Guard 38th Infantry Division Indiana Guard Reserve Indiana National Guard 76th Infantry Brigade Combat Team Army National Guard Gregory L. Wayt Georgia National Guard United States Department of Defense United States United States Army National Guard
8	AVOIDING COMMON DEFICIENCIES FOUND IN INVESTMENT ADVISER FILINGS When the Registration Section of the Securities Division is reviewing an investment adviser’s Form ADV and investment advisory agreements/contracts, inco Add to Reading List Source URL: www.scag.gov Language: English - Date: 2014-09-08 15:37:36 Investment Advisers Act Financial adviser Financial economics Investment Advisor Business Economics Finance Investment 76th United States Congress
9	Annual Report Fiscal Year 2010 INDIANA NATIONAL GUARD 38 Add to Reading List Source URL: www.in.ng.mil Language: English - Date: 2014-02-04 11:48:04 Indiana United States National Guard United States Army National Guard 38th Infantry Division Georgia Department of Defense National Guard of the United States 76th Infantry Brigade Combat Team American Legion United States Armed Forces United States Department of Defense United States United States Air National Guard
10	#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system: Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:18:51 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Government Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission United States securities law Financial regulation Financial economics

UPDATE